| Market Category | Ticker Symbol | Name of Company (issuer) | Last Price | Value Rank (higher is better) | Market Capitalization ($ millions) | Projected Price-To-Earnings to Long Term Growth Rate | Long Term Growth Rate (%), Mean | Price ($) unadjusted for future splits | Price to Book Ratio, Quarterly | Price To Earnings Ratio, Excluding Extraordinary Items, TTM | Shares Outstanding, Current (millions) | Float (millions) | Institutional Percent Owned, (%) | Institutional Net Shares Purchased (millions) in recent quarter | Insider Ownership Percent (%) | Insider Net Shares Bought (millions) in recent 6 mos | Total Debt To Total Equity, Quarterly | Current Ratio, Quarterly | Dividend Yield (%) | Volume, Daily As a % of Shares Outstanding (%) | 4 Week Price Percent Change (%) |
| Small-Cap Deals | AEZ | American Oil & Gas Inc. | 7.00 | 39.93 | 427.030 | 9.82 | 25.00 | 7.00 | 3.37 | 19.93 | 61.000 | 50.630 | 35.48 | 4.590 | 17.00 | - | - | 5.57 | NA | 2.84 | 7.36 |
| Small-Cap Deals | AXTI | AXT, Inc. | 5.69 | 59.37 | 176.530 | NA | NA | 5.69 | 1.78 | 13.99 | 31.020 | 29.970 | 60.30 | 2.690 | 3.17 | 0.070 | - | 8.58 | NA | 1.67 | 17.56 |
| Small-Cap Deals | BKS | Barnes & Noble, Inc. | 15.53 | 55.91 | 914.040 | 3.40 | 12.20 | 15.53 | 0.96 | 24.86 | 58.860 | 29.640 | 50.13 | 0.420 | 49.63 | 1.700 | 0.40 | 1.00 | 6.58 | 1.64 | 23.06 |
| Small-Cap Deals | CAGC | China Agritech Inc. | 17.50 | 26.74 | 330.910 | NA | NA | 17.50 | 4.18 | 263.83 | 18.910 | 11.280 | 19.50 | 0.630 | 40.33 | 1.810 | - | 2.75 | NA | 10.82 | 40.79 |
| Small-Cap Deals | CLD | Cloud Peak Energy Inc. | 15.76 | 41.69 | 496.440 | 4.64 | 2.10 | 15.76 | 1.75 | 6.92 | 31.500 | 31.050 | 93.93 | 1.750 | 1.44 | 0.030 | 2.70 | 2.37 | NA | 1.59 | 3.41 |
| Small-Cap Deals | CVLT | CommVault Systems, Inc. | 20.79 | 26.21 | 897.790 | 1.18 | 19.81 | 20.79 | 5.69 | 48.69 | 43.180 | 40.030 | 96.07 | 2.030 | 7.30 | 0.040 | - | 2.32 | NA | 1.75 | 10.76 |
| Small-Cap Deals | CML | Compellent Technologies, Inc. | 13.95 | 19.66 | 443.900 | 3.25 | 24.64 | 13.95 | 3.60 | 175.16 | 31.820 | 28.740 | 89.80 | 0.310 | 9.69 | 0.020 | - | 2.22 | NA | 1.39 | 16.06 |
| Small-Cap Deals | COT | Cott Corporation (USA) | 6.58 | 95.99 | 535.680 | 1.13 | 8.00 | 6.58 | 1.27 | 8.53 | 81.410 | 79.670 | 64.15 | 1.990 | 2.14 | 0.780 | 0.60 | 1.86 | NA | 2.92 | 5.96 |
| Small-Cap Deals | JAZZ | Jazz Pharmaceuticals, Inc. | 10.23 | 10.30 | 397.490 | NA | NA | 10.23 | NA | NA | 38.860 | 36.730 | 80.99 | 5.400 | 5.47 | 0.830 | - | 0.57 | NA | 4.86 | 16.78 |
| Small-Cap Deals | MMR | McMoRan Exploration Co. | 11.63 | 28.91 | 1,081.940 | NA | NA | 11.63 | 5.76 | NA | 93.030 | 84.310 | 70.55 | 0.930 | 9.38 | 0.070 | 1.96 | 1.14 | NA | 1.76 | 9.82 |
| Small-Cap Deals | NNBR | NN, Inc. | 7.32 | 73.57 | 120.940 | NA | NA | 7.32 | 1.77 | NA | 16.520 | 16.320 | 59.48 | 0.300 | 1.24 | 0.180 | 1.28 | 1.57 | NA | 1.48 | 26.21 |
| Small-Cap Deals | PPCO | Penwest Pharmaceuticals | 5.05 | 53.36 | 161.330 | NA | NA | 5.05 | 5.69 | 11.68 | 31.950 | 31.570 | 79.85 | 0.820 | 1.18 | 0.080 | 0.05 | 7.46 | NA | 7.83 | 54.91 |
| Small-Cap Deals | RSCR | Res-Care, Inc. | 12.50 | 77.43 | 367.730 | 1.35 | 8.33 | 12.50 | 0.91 | NA | 29.420 | 28.850 | 94.50 | 0.300 | 1.92 | 0.020 | 0.39 | 1.69 | NA | 2.63 | 31.03 |